Entry Level Compliance Analyst

Job Summary

A company is looking for an Entry Level Compliance Analyst.

Key Responsibilities

• Conduct compliance monitoring for potential rule violations and concerning activities
• Perform investigations into potential violations of Exchange rules and CFTC regulations
• Support the Chief Compliance Officer and senior compliance staff in audit and regulatory requests

Required Qualifications

• Bachelor's degree in Finance, Economics, or Business, or equivalent work experience
• Minimum 1-3 years in Compliance in financial services or equivalent experience
• Working knowledge of CFTC Regulations for Designated Contract Markets and Derivatives Clearing Organizations
• Intermediate experience with MS Outlook, MS Word, and MS Excel