Texas Licensed Registration Analyst

Job Summary

A company is looking for an Analyst, Licensing & Registration.

Key Responsibilities

• Register new representatives and maintain current registrations
• File and amend necessary forms, including Form U-4 and Form U-5
• Handle regulatory inquiries and confirm registration status updates with regulators

Required Qualifications, Training, and Education

• High school diploma required; college degree preferred
• 1-3 years of experience in the financial services industry preferred
• Series 7 and Series 6 licenses preferred
• Proficiency in MS Word, Excel, Outlook, and SharePoint
• Ability to handle confidential information with discretion