Brokerage AML QA Specialist

Job Summary

A company is looking for an Anti-Money Laundering Specialist to conduct AML investigations and quality assurance reviews remotely.

Key Responsibilities:

• Conduct comprehensive AML investigations, including data extraction and analysis
• Draft investigative summaries and prepare Suspicious Activity Reports (SARs) as needed
• Provide feedback on case documentation and ensure compliance with procedures

Required Qualifications:

• Minimum 5 years of AML experience in financial services, particularly with brokerage accounts
• 3 to 5+ years in AML Transaction Monitoring and quality assurance reviews
• Bachelor's degree or equivalent experience in financial services or related fields
• Strong knowledge of the Bank Secrecy Act and USA Patriot Act
• Proven experience in drafting SAR narratives and conducting AML investigations