FINRA Licensed RIA Consultant

Job Summary

A company is looking for a Consultant, RIA Specialist.

Key Responsibilities

• Handle incoming calls related to product types and account information
• Provide subject matter expertise for various platforms and assist in training new staff
• Identify and resolve operational and compliance issues while improving processes

Required Qualifications

• Bachelor's Degree
• 1-2 years of relevant experience
• Holds Series 7 or is a subject matter expert in specific processing functions
• Knowledge of the managed account industry
• Proficiency with Microsoft Office