Regulatory Compliance Analyst

Job Summary

A company is looking for a Regulatory Compliance Analyst.

Key Responsibilities

• Lead the Complaint Management Oversight Program ensuring accurate intake, tracking, and resolution
• Design and execute compliance monitoring activities aligned with regulatory obligations
• Perform quality assurance reviews of AI/ML models related to complaint management

Required Qualifications

• 5+ years of experience in financial services compliance or regulatory oversight
• Strong background in complaint management and compliance QA
• Familiarity with U.S. regulatory frameworks (UDAAP, FCRA, etc.)
• Experience evaluating AI/ML models in compliance contexts
• Strong collaboration skills in cross-functional teams