FINRA Licensed Brokerage Associate

Job Summary

A company is looking for a Brokerage Operations Associate (Remote).

Key Responsibilities

• Perform operational activities between the broker/dealer and clearing firm, including reviewing reports and processing deposits
• Handle requests in the Operations queue and email inbox, serving as a point of contact for advisor and custodian teams
• Facilitate relationships with custodians and support regulatory compliance through documentation and reporting

Required Qualifications

• College degree or equivalent work experience
• 2+ years of financial industry experience
• FINRA Series 7 and SIE required; Series 24 preferred
• Proficient with Microsoft Office
• Strong process management skills