Compliance Manager - Marketing & Communications Specialist (New York or Boston)

Insight Investment is looking for Compliance Manager – Marketing & Communications Specialist to join the Compliance Team in New York or Boston.

Role Responsibilities

• Undertake reviews of marketing and advertising materials to ensure that such materials are in accordance with regulatory requirements and Insight policies and standards. This includes, but is not limited to, requirements under the SEC Marketing Rule and the communications requirements under the rules of various self-regulatory organizations such as the National Futures Association.
• Further develop and oversee the framework for marketing and advertisement compliance review processes and controls in the US and globally, including the drafting of standard and bespoke disclosures.
• Develop and help execute a programme of sample testing/monitoring of use of marketing material.
• Conduct ongoing compliance training of employees and orientation of new hires with respect to communications with the public requirements.
• Participate in global business and compliance related projects.
• Provide advice to firm personnel regarding marketing and advertising requirements.
• Effectively communicate regulatory and procedural changes to relevant personnel.
• Dependably represent the Insight Compliance Department by projecting integrity, honesty and competency while effectively communicating with US based personnel.

Experience Required

• College degree with at least 10 years of direct compliance experience.
• Marketing & Communications Compliance experience from an Asset Manager.
• Familiarity with Investment Advisers Act of 1940, Investment Company Act of 1940, NFA requirements, Commodity Exchange Act, and ERISA, in particular communications with the public and marketing and advertising requirements.
• Ability to manage challenging workflow in fast paced, dynamic global organization, managing multiple assignments in a deadline driven environment.

Insight is committed to being an inclusive employer and encourages applications from all suitably qualified applicants irrespective of background, circumstances, age, disability, gender identity, ethnicity, religion or belief and sexual orientation. If you are a candidate with a disability, or are assisting a candidate with a disability, and require an accommodation to apply for one of our jobs, please email us at TalentAcquisition@InsightInvestment.com

Insight Investment is an equal opportunities employer and makes employment decisions without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, protected veteran status, disability status, age, or any other status protected by law. Under pay transparency law we are required to indicate the base salary range for this role of USD 150,000 to 190,000. Any offer of employment will be made based upon the specific skills and experience of the selected candidate and the base salary offered could be higher or lower than indicated.

About Insight Investment

Insight Investment is a leading asset manager focused on designing investment solutions to meet its clients' needs. Founded in 2002, Insight's collaborative approach has delivered both investment performance and growth in assets under management. Insight manages assets across its core liability-driven investment, risk management, full-spectrum fixed income, currency and absolute return capabilities.

Insight has a global network of operations in the UK, Ireland, Germany, US, Japan and Australia. More information about Insight Investment can be found at: www.insightinvestment.com