Compliance Analyst

Job Summary

A company is looking for a Compliance Analyst to support compliance monitoring and testing programs.

Key Responsibilities

• Perform periodic reviews of business activities as mandated by the Compliance Management System
• Contribute to compliance audits and monitoring activities, ensuring timely completion
• Prepare reports of findings and recommendations from monitoring reviews and escalate significant compliance issues

Required Qualifications

• Solid understanding of regulatory frameworks and compliance requirements
• Experience in auditing or monitoring activities, including planning and reporting
• Strong project management and organizational skills
• Analytical thinker with decision-making capabilities
• Self-motivated with the ability to work independently or collaboratively

Education & Experience

• BS/BA degree or higher in accounting, finance, business administration, information systems, or a related field
• Minimum of 1 year of professional experience in consumer finance preferred
• Prior experience in compliance testing, internal/external audit, or risk management is highly desirable