Compliance Surveillance Analyst

Job Summary

A company is looking for a Compliance Surveillance Analyst.

Key Responsibilities

• Review expert call transcripts to identify material nonpublic and confidential information
• Conduct due diligence reviews and document any compliance violations
• Perform administrative tasks related to data tracking and process improvement

Required Qualifications

• 1-2 years of experience in a related field (paralegal, compliance analyst, etc.) preferred
• Strong research and analytical skills
• Ability to prioritize tasks and manage time effectively
• Experience with proofreading, drafting, and investigative research
• Adaptability to a dynamic and fast-paced work environment