Operations Specialist

Job Summary

A company is looking for an Operations Specialist to support Advisory Teams and enhance operational efficiency.

Key Responsibilities

• Review and ensure compliance of new account and financial plan paperwork
• Administer new account setup and maintenance for managed accounts
• Respond to inquiries from Advisory Teams regarding operations and compliance processes

Required Qualifications

• Four-year degree or five years of financial services experience
• Experience with Registered Investment Advisor operational components
• Knowledge of third-party portfolio management and CRM solutions
• Strong interpersonal skills with advisors and internal operations
• Process improvement mindset with experience in continuous improvement