AML Brokerage Analyst

Job Summary

A company is looking for an AML Brokerage Analyst.

Key Responsibilities

• Conduct comprehensive AML investigations, including data analysis and KYC record review
• Draft investigative summaries and Suspicious Activity Reports (SAR) as needed
• Ensure case documentation accuracy and meet daily production and quality review goals

Required Qualifications

• 5+ years of AML experience in financial services, with a focus on brokerage accounts and retail banks
• 3-5+ years of experience in AML Transaction Monitoring and drafting SARs
• Bachelor's degree or equivalent experience in financial services, investigative service, or law enforcement
• Advanced understanding of the Bank Secrecy Act, USA Patriot Act, and related regulations
• Experience overseeing work and providing feedback in a quality assurance role