Account Services Specialist II

Job Summary

A company is looking for an Account Services Specialist II responsible for various Transfer Agency functions and maintaining accurate records for mutual fund and alternative investment clients.

Key Responsibilities

• Establishes and processes new accounts and transactions for alternative investments and mutual funds
• Completes quality control reviews and maintains compliance with regulatory requirements
• Provides shareholder service support and coordinates account-related paperwork

Required Qualifications

• Bachelor's degree in business administration or related field
• 2-6 years of experience in client services or related field
• Experience within the financial services industry
• Series 6 license preferred
• Knowledge of operational standards, SEC, IRS, and prospectus guidelines