Life Insurance Compliance Specialist

Job Summary

A company is looking for a Principal Life Insurance Compliance Specialist to ensure adherence to regulatory requirements and internal policies.

Key Responsibilities

• Develop and update compliance policies and procedures in alignment with regulatory requirements
• Implement monitoring and auditing processes to assess compliance and conduct regular reviews of agent activities
• Investigate compliance violations and collaborate with stakeholders to address issues and recommend corrective actions

Required Qualifications

• Bachelor's Degree in Business Administration, Finance, Legal Studies, or related field
• Master's Degree or Juris Doctor preferred
• 8+ years of insurance compliance experience, preferably in an agency or brokerage environment
• CRCMP, AIRC certificates/designations