Senior Compliance Analyst

Job Summary

A company is looking for a Senior Compliance Analyst to investigate complaints and enhance compliance procedures.

Key Responsibilities

• Conduct thorough reviews of complaints and assess adherence to regulations and internal policies
• Prepare and present reports with recommendations for improvement in complaint handling and procedures
• Develop and implement corrective action plans to address issues in complaint resolution processes

Required Qualifications

• Bachelor's degree in finance, business, or a related field with 4-5+ years of experience in lending institutions
• Working knowledge of financial protection laws and regulations related to consumer lending
• Strong interest in the clean energy financing industry
• Proficiency in Microsoft Excel, Outlook, and Teams
• Experience with CRM software is preferred