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Fund Paralegal

6/3/2025

N/A

Job Summary

A company is looking for a Fund Paralegal to support its exchange-traded fund platform.

Key Responsibilities
  • Assist with the preparation of fund registration statements and related filings
  • Create and manage timelines for registration-related filings
  • Collaborate with internal teams and coordinate with external legal counsel and service providers
Required Qualifications
  • Two or more years of ETF or mutual fund registration statement experience
  • Knowledge of Form N-1A and SEC EDGAR filing form types
  • Associate's degree preferred, or equivalent directly related experience
  • Strong Microsoft Word skills and ability to adapt to new software
  • Knowledge of SEC rules and regulations applicable to ETFs is desired

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