Job Summary
A company is looking for a Fund Paralegal to support its exchange-traded fund platform.
Key Responsibilities
- Assist with the preparation of fund registration statements and related filings
- Create and manage timelines for registration-related filings
- Collaborate with internal teams and coordinate with external legal counsel and service providers
Required Qualifications
- Two or more years of ETF or mutual fund registration statement experience
- Knowledge of Form N-1A and SEC EDGAR filing form types
- Associate's degree preferred, or equivalent directly related experience
- Strong Microsoft Word skills and ability to adapt to new software
- Knowledge of SEC rules and regulations applicable to ETFs is desired
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