Risk Management Associate

Job Summary

A company is looking for a Risk Associate to join their Risk Team.

Key Responsibilities

• Conduct initial and ongoing risk assessments of partners, vendors, and third-party service providers
• Act as a first responder to incidents and support incident reporting and escalation processes
• Support the development and maintenance of internal controls and risk mitigation strategies

Required Qualifications

• 5+ years of experience in risk management, internal audit, compliance, or a related field within the financial services industry
• Bachelor's degree in finance, accounting, business administration, or a related field
• Strong understanding of securities broker-dealer operations, regulations, and industry best practices
• Ability to effectively prioritize and manage multiple tasks in a fast-paced environment
• Strong communication and interpersonal skills for effective collaboration across departments