Compliance Audit Lead

Job Summary

A company is looking for an Audit Lead (Compliance).

Key Responsibilities

• Develop and execute risk-based internal audit plans focused on compliance and operational controls
• Perform walkthroughs, control testing, and issue identification across operational and compliance functions
• Draft audit findings, prepare formal reports, and monitor remediation status through closure

Required Qualifications

• Bachelor's degree in Accounting, Finance, Business, or a related field; CIA, CPA, or CAMS preferred
• 4-6 years of internal audit, compliance testing, or risk assurance experience; FinTech experience required
• Knowledge of BSA/AML, OFAC, consumer protection laws, and financial regulations
• Experience with audit software/tools and GRC platforms preferred
• Ability to work independently in a fast-paced and evolving environment